Compliance Framework

Regulatory Approach

Our compliance framework is designed to meet institutional requirements while operating within the evolving regulatory landscape for digital assets and index fund products.

Framework

Compliance operations are integrated into our infrastructure layer, enabling automated reporting, transaction monitoring, and regulatory data aggregation.

On-Chain Data

All operations execute on-chain, providing immutable records for compliance reporting and audit purposes. This transparency reduces reliance on off-chain documentation.

Regulatory Considerations

Our infrastructure is designed to operate within existing regulatory frameworks for securities, investment products, and digital assets. We maintain ongoing dialogue with regulatory bodies and adapt our operational model as regulations evolve.

The on-chain nature of our operations provides regulators with unprecedented transparency into fund operations, portfolio composition, and investor activity. This transparency supports regulatory oversight while maintaining operational efficiency.

Compliance Operations

Transaction Monitoring

Automated monitoring of all on-chain transactions for compliance with regulatory requirements, including KYC/AML checks and transaction reporting.

Reporting Framework

Comprehensive reporting capabilities for regulatory filings, investor disclosures, and audit purposes. All data is sourced from on-chain records.

Risk Management

Integrated risk management controls including portfolio limits, concentration risk monitoring, and circuit breakers for extreme market conditions.

Audit Trail

Immutable on-chain audit trail for all operations, enabling comprehensive compliance reviews and regulatory examinations.

Compliance Framework

Principles

Compliance-first approach

Transparency

All operations are transparent and verifiable on-chain, reducing information asymmetry and supporting regulatory oversight.

Automation

Compliance controls are automated where possible, reducing operational risk and ensuring consistent application of regulatory requirements.

Adaptability

Our infrastructure is designed to adapt to evolving regulatory requirements while maintaining operational efficiency and investor protection.